Neil R. Waxman, CFP^®

AEP^®

Managing Director

Capitial Advisors, LTD.

20600 Chagrin Blvd, Suite 1115
Shaker Heights, OH 44122

(888) 285-7908

+1 More Number

(216) 295-7900

Compensation

COMPENSATION METHODS

Commission and Fee

COMPENSATION CONSIDERATIONS

The great preponderance of our investment planning is fee for assets under management, which includes wealth management/financial planning.

Minimums

HOUSEHOLD INCOME MINIMUM

No Minimum

Investable Asset Minimum

$1,000,000

General

Neil Waxman is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Capitial Advisors, LTD. in Shaker Heights, OH and the surrounding communities.

Financial Advisor Overview

Since 1991 Capital Advisors, Ltd. has been dedicated to the Financial Planning Process, helping successful individuals achieve perspective with vision and discipline while reaching consensus amongst their other advisors. The result is a fully integrated and comprehensive look at a client’s financial affairs, well-defined objectives, and mutually agreed upon plans leading to foreseeable, more successful outcomes. This is accomplished in a cost effective, fee-based, open architecture and transparent fashion with completely independent objectivity. Our proprietary, customized CFM Horizon™ – Financial Road Map seeks to create a visually straightforward blueprint that uncovers opportunities, optimizes resources, and results in an integrated and logical financial road map. This forward-looking perspective brings clarity to the numerous components that make up an individual’s financial life and provides a sound basis for investment, estate, retirement, and tax planning.

Financial Advisor Experience

With over 30 years of experience as an advisor, coordinator, and facilitator for high net worth families and their companies, Neil has an uncanny ability to navigate through both the social and financial aspects of a client's life in a way that provides clarity and vision. As Capital Advisors' Managing Director, Neil uses this experience to help clients quickly and intelligently take action, which is a reason he is often sought out by the national media for comment and opinion. PROFESSIONAL AFFILIATIONS Society of Financial Professionals Associate Editor: Journal of Financial Service Professionals Board of Directors, Director Emeritus, Cleveland Society of Financial Service Professionals Estate Planning Council of Cleveland National Association of Estate Planners & Councils (NAEPC) Financial Planning Association® (FPA®) Diamond Advisory Group, University Hospitals PROFESSIONAL CREDENTIALS, RECOGNITION, & EDUCATION CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL Accredited Estate Planner® (AEP®) Financial Service Professional of the Year – Cleveland Chapter of the Society for Financial Service Professionals –2012 FINRA Series 7 and 63 Registrations

Financial Advisor Certifications

Securities Registrations or Exam Qualifications

7, 63

Designations & Certifications

CERTIFIED FINANCIAL PLANNER™ (CFP^®)

Insurance Licenses

Life insurance: FL,GA,SC,NJ,CA
Health/disability insurance: FL,GA,SC,NJ,CA
Fixed annuities: FL,GA,SC,NJ,CA
Variable annuities: FL,GA,SC,NJ,CA

Broker-Dealer Disclaimer

Advisory Services offered through Capital Advisors, Ltd., LLC, Capital Analysts, or Lincoln Investment, Registered Investment Advisers. Securities offered through Lincoln Investment, Broker Dealer, Member FINRA/SIPC. Capital Advisors, Ltd., LLC and the above-named firms are independent and non-affiliated. www.capitaladvisorsltd.com – www.lincolninvestment.com. A copy of our current written disclosure statement discussing our advisory services and fees continues to remain available for your review upon request.

FINRA BrokerCheck

Financial Advisor's Specialties

Comprehensive Financial Planning, Charitable & Planned Giving, Business Taxes, Estate Planning, Investment Management, Getting Divorced, Mutual Funds, Real Estate, Insurance, Retirement, Stocks & Bonds, Succession Planning, Sudden Wealth, Personal Taxes