David C. Neff, CFP<sup>&reg;</sup> - Financial Advisor

David C. Neff, CFP®

CRPS®, AIF®

Financial Advisor/CA Insurance License #0C00462

CLG, LLC

17215 Studebaker Road, Suite 331
Cerritos, CA 90703
FINANCIAL ADVISOR'S WEBSITE
(800) 266-7993
+1 More Number
(562) 420-9060

General

David Neff is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at CLG, LLC in Cerritos, CA and the surrounding communities.

Financial Advisor Overview

David is a CERTIFIED FINANCIAL PLANNER practitioner, CHARTERED RETIREMENT PLAN SPECIALIST, Accredited Investment Fiduciary, Registered Securities Principal and Registered Municipal Principal. He is an Investment Advisor Representative, providing financial planning, investment advice and brokerage services. Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany, NY 12207. Advisory Services offered through CLG, LLC, a registered investment adviser. Purshe Kaplan Sterling Investments and CLG, LLC d/b/a Legacy Financial are not affiliated companies. He is also a licensed Life, Long-Term Care and Disability Insurance Agent. David entered the financial services industry in 1996 and built a clientele comprised mainly of professionals and small business owners. In his practice, emphasis is placed on providing the education and information clients need to make intelligent investment decisions. He works closely with each individual, helping clients work towards their financial goals. David has built a solid reputation by providing quality service and always putting his client's interest first. David adheres to a Code of Ethics of seven principals, which are: Integrity, Objectivity, Competence, Fairness, Confidentiality, Professionalism and Diligence. His services extend beyond investments into retirement, life insurance, long term care, estate planning and college planning. He is a member of the Financial Planning Association and the Financial Services Institute. He continues to further his education through classes and seminars to increase the value he brings to his clients. David offers both fee-based and commission based financial planning, which ever is best for the client. As a Christian, David believes he should serve his clients as though he is serving the Lord.

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Financial Advisor Experience

email: [email protected]

Financial Advisor Certifications

Securities Registrations or Exam Qualifications

7, 6, 24, 53, 63, 65

Designations & Certifications

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)

Insurance Licenses

  • Life insurance: CA, CO, FL, UT, VA
  • Health/disability insurance: CA
  • Fixed annuities: CA, CO, FL, VA
  • Variable annuities: CA, CO, FL, VA

Broker-Dealer Affiliation

Purshe Kaplan Sterling Investments

Broker-Dealer Disclaimer

CA Insurance License #0C00462 Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance License# 0644976), member FINRA/SIPC, a Broker/Dealer and Registered Investment Advisor. Advisory Services are also offered through CLG, LLC. Cetera is under separate ownership from any other named entity.
FINRA BrokerCheck

Financial Advisor's Specialties

Budget & Debt Management, Comprehensive Financial Planning, 401(k)/403(b)/IRAs, Annuities, Asset Allocation, Investment Management, Estate Planning, Employee Benefits, Mutual Funds, Insurance, Retirement, Stocks & Bonds, Long-term Care

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